The financial services industry is the biggest enabler of global business and, compared with other industries, has been subjected to the most complex and fast-paced regulatory reforms.
The industry brings together an ecosystem of players such as banks, asset managers, insurance companies, investment funds, pension schemes, brokers, financial institutions, payment and e-money institutions, and investment advisors.
Trust is a key driver of business in financial services and compliance is a critical component of that trust. Maintaining that trust while staying ahead of the innovation curve is a complicated task. With technology disrupting the market landscape, financial services businesses need to tread carefully when looking to the future. That’s where we come in.
Our lawyers are often called on to advise clients anticipate and implement regulatory developments in a pragmatic way. From day to day conduct of business to transactional regulatory support, market conduct, and regulatory investigations we can help you mitigate regulatory risk and preserve the reputation of your business.